Senior Compliance Officer.


Regulatory, Regulatory Reporting


3+ Years

Up to AU$240,000


Your referral reward

Referment have partnered with an exciting and truly global FinTech organisation who are looking for a Senior Compliance Officer to join their team in Sydney. 

The firm offers a multi-asset brokerage platform and has offices around the world. They offer a flexible workplace with a strong emphasis on work-life balance with offices in the heart of Sydney's CBD.

The Senior Compliance Officer will bring extensive knowledge and experience of MIFID directives and ASIC regulations along with strong presentation and communication skills allowing them to convey information to senior management as well as the regulators. The successful candidate will oversee, maintain and manage the Risk and Compliance framework under the company’s AFSL.

Key Requirements:

  • 3+ years experience in a senior Compliance role
  • Strong knowledge of MIFID and ASIC regulations
  • Extensive regulatory reporting experience
  • Degree educated (Finance or Law desired
  • Excellent communication and presentation skills

* You must be eligible to work in the Australia without requiring sponsorship

Please note, with the Covid-19 public health crisis ongoing, this role will hire and onboard virtually although we expect a slower process that we’d normally see.

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